Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES Service code 26 | Advisory (Participants) | $13,491 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $665 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,512 | $99,957-44.5% | $149,715-62.9% | $73,493-24.5% |
| Participation rate | 52.6% | 75.7%-23.1pp | 82.5%-29.9pp | 70.7%-18.1pp |
| Annual return | 16.23% | 53.87%-37.6pp | 276.66%-260.4pp | 28.51%-12.3pp |
| Employer contribution / active EE | $1,926 | $3,191-39.6% | $4,645-58.5% | $2,270-15.2% |
| Participant deferral / active EE | $4,402 | $6,073-27.5% | $6,842-35.7% | $3,740+17.7% |
| Admin fee / account holder | $321 | $551-41.7% | $9,310-96.5% | $513-37.4% |