Filed January 16, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC3+ years Service code 55 · EIN 95-3845382 | Other Commissions | $18,046 |
Service code 37 · EIN 04-2647786 | Loan Processing | $38 |
NATIONAL FINANCIAL SERVICES3+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,972 | $57,976+48.3% | $62,995+36.5% | $62,292+38.0% |
| Participation rate | 49.4% | 75.9%-26.6pp | 74.8%-25.5pp | 69.5%-20.2pp |
| Annual return | 19.37% | 17.54%+1.8pp | 87.57%-68.2pp | 28.90%-9.5pp |
| Employer contribution / active EE | $0 | $2,415-100.0% | $2,759-100.0% | $2,042-100.0% |
| Participant deferral / active EE | $3,829 | $2,956+29.5% | $3,329+15.0% | $3,169+20.8% |
| Admin fee / account holder | $0 | $276-99.9% | $3,600-100.0% | $479-99.9% |