Filed January 16, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC2+ years Service code 55 · EIN 95-3845382 | Other Commissions | $14,991 |
Service code 37 · EIN 04-2647786 | Loan Processing | $50 |
NATIONAL FINANCIAL SERVICES2+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $77,102 | $52,467+47.0% | $57,179+34.8% | $55,167+39.8% |
| Participation rate | 48.7% | 75.8%-27.2pp | 75.3%-26.7pp | 69.0%-20.3pp |
| Annual return | 8.70% | 7.72%+1.0pp | 14.59%-5.9pp | 169.23%-160.5pp |
| Employer contribution / active EE | $0 | $2,477-100.0% | $2,682-100.0% | $1,963-100.0% |
| Participant deferral / active EE | $3,897 | $2,830+37.7% | $3,096+25.9% | $3,054+27.6% |
| Admin fee / account holder | $1 | $269-99.8% | $3,139-100.0% | $504-99.9% |