Filed January 16, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC1+ years Service code 55 200 N SEPULVEDA BLVD STE · EL SEGUNDO, CA 90245 | Other Commissions | $13,682 |
Service code 37 · EIN 04-2647786 | Loan Processing | $156 |
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,755 | $51,769+30.9% | $57,343+18.2% | $52,331+29.5% |
| Participation rate | 47.8% | 75.2%-27.4pp | 75.1%-27.3pp | 68.1%-20.3pp |
| Annual return | -0.43% | 2.43%-2.9pp | 24.39%-24.8pp | 4.54%-5.0pp |
| Employer contribution / active EE | $0 | $2,335-100.0% | $2,689-100.0% | $1,882-100.0% |
| Participant deferral / active EE | $3,584 | $2,794+28.3% | $3,162+13.3% | $3,022+18.6% |
| Admin fee / account holder | $2 | $295-99.4% | $3,356-99.9% | $592-99.7% |