Filed February 23, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Claim... | $796,978 |
LANEVE FINANCIAL GUIDANCE, LLC4+ years Service code 33 · EIN 27-1404837 | Securities brokerage commissions and ... | $58,492 |
CHERRY BEKAERT LLP2 years Filed as: CHERRY BEKAERT, LLP Service code 10 · EIN 56-0574444 | Accounting | $34,600 |
MERCER4+ years Service code 16 · EIN 13-2834414 | Consulting | $30,217 |
MONEYWISE, INC.2 years Service code 33 · EIN 54-1506612 | Securities brokerage; Securities brok... | $11,244 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $5,866 |
AXA EQUITABLE LIFE INSURANCE CO4+ years Filed as: AXA EQUITABLE Service code 25 · EIN 13-5570651 | Directed Trustee | $3,163 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,581 | $44,007+17.2% | $154,107-66.5% | $68,904-25.1% |
| Participation rate | 100.0% | 70.0%+30.0pp | 83.0%+17.0pp | 74.1%+25.9pp |
| Annual return | -4.49% | 8.15%-12.6pp | 735.12%-739.6pp | 1.07%-5.6pp |
| Employer contribution / active EE | $517 | $1,732-70.1% | $5,298-90.2% | $2,540-79.6% |
| Participant deferral / active EE | $4,311 | $2,813+53.2% | $5,081-15.2% | $4,015+7.4% |
| Admin fee / account holder | $89 | $65+37.4% | $13,411-99.3% | $71+24.8% |