Filed February 23, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $840,871 |
MERCER1+ years Service code 16 · EIN 13-2834414 | Consulting | $63,034 |
LANEVE FINANCIAL GUIDANCE, LLC1+ years Service code 33 · EIN 27-1404837 | Securities brokerage; Securities brok... | $53,170 |
CHERRY BEKAERT LLP1+ years Filed as: CHERRY BEHAERT, LLP Service code 10 · EIN 56-0574444 | Accounting | $17,150 |
AXA EQUITABLE LIFE INSURANCE CO1+ years Filed as: AXA EQUITABLE Service code 25 · EIN 13-5570651 | Directed Trustee | $3,967 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,773 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,986 | $63,964-25.0% | $147,614-67.5% | $67,505-28.9% |
| Participation rate | 100.0% | 68.6%+31.4pp | 84.6%+15.4pp | 71.2%+28.8pp |
| Annual return | 1.71% | 9.05%-7.3pp | 61.98%-60.3pp | 6.52%-4.8pp |
| Employer contribution / active EE | $1,164 | $1,618-28.0% | $5,564-79.1% | $2,173-46.4% |
| Participant deferral / active EE | $2,967 | $2,589+14.6% | $4,895-39.4% | $3,597-17.5% |
| Admin fee / account holder | $112 | $43+160.8% | $11,611-99.0% | $56+98.8% |