Filed February 23, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $768,074 |
LANEVE FINANCIAL GUIDANCE, LLC3+ years Service code 33 · EIN 27-1404837 | Securities brokerage; Securities brok... | $59,123 |
MERCER3+ years Service code 16 · EIN 13-2834414 | Consulting | $33,147 |
CHERRY BEKAERT LLP1 year Filed as: CHERRY BEKAERT, LLP Service code 10 · EIN 56-0574444 | Accounting | $31,500 |
MONEYWISE, INC.1 year Service code 33 · EIN 54-1506612 | Securities brokerage; Securities brok... | $6,563 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $4,225 |
AXA EQUITABLE LIFE INSURANCE CO3+ years Filed as: AXA EQUITABLE Service code 25 · EIN 13-5570651 | Directed Trustee | $3,343 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,627 | $48,835+16.0% | $170,442-66.8% | $177,276-68.1% |
| Participation rate | 100.0% | 72.1%+27.9pp | 83.6%+16.4pp | 74.8%+25.2pp |
| Annual return | 15.68% | 19.44%-3.8pp | 205.93%-190.3pp | 21.25%-5.6pp |
| Employer contribution / active EE | $2,298 | $1,798+27.8% | $5,433-57.7% | $2,479-7.3% |
| Participant deferral / active EE | $3,173 | $2,757+15.1% | $4,939-35.8% | $3,881-18.2% |
| Admin fee / account holder | $90 | $52+73.6% | $13,880-99.4% | $154-41.5% |