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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC1+ years Service code 27 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Advisory (Plan) | $60,300 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $900 |
Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $262 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,904 | $41,854+83.7% | $73,836+4.2% | $52,331+47.0% |
| Participation rate | 96.2% | 66.2%+29.9pp | 73.4%+22.7pp | 68.1%+28.1pp |
| Annual return | 0.87% | 2.11%-1.2pp | 2268.06%-2267.2pp | 4.54%-3.7pp |
| Employer contribution / active EE | $3,410 | $1,920+77.6% | $2,787+22.3% | $1,882+81.2% |
| Participant deferral / active EE | $3,785 | $2,498+51.5% | $3,583+5.6% | $3,022+25.2% |
| Admin fee / account holder | $306 | $493-37.9% | $4,882-93.7% | $592-48.3% |