Filed October 25, 2021
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| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES6+ years Service code 26 · EIN 94-3250323 | Advisory (Participants) | $165,104 |
Filed as: FRONTIER Service code 26 · EIN 83-0331917 | Advisory (Participants) | $47,883 |
BUCK GLOBAL, LLC3 years Service code 27 · EIN 83-1116912 | Advisory (Plan) | $37,500 |
NORTHERN TRUST COMPANY1 year Filed as: NORTHERN TRUST GLOBAL INVESTMENTS Service code 28 · EIN 45-6138589 50 SOUTH LASALLE STREET · CHICAGO, IL 60603 | Investment Management | $23,906 |
DAVENPORT & COMPANY LLC6+ years Service code 26 · EIN 54-1835842 | Advisory (Participants) | $23,590 |
FINANCIAL ENGINES2 years Filed as: EDELMAN FINANCIAL ENGINES, LLC Service code 26 · EIN 77-0473565 | Advisory (Participants) | $19,416 |
Filed as: INV MGMT OF VIRGINIA Service code 26 · EIN 54-1994290 | Advisory (Participants) | $18,360 |
KEITER6+ years Service code 10 · EIN 54-1631262 | Accounting | $14,200 |
CLS INVESTMENTS1 year Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $7,902 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$229,765 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $473,345 | $120,450+293.0% | $159,495+196.8% | $93,010+408.9% |
| Participation rate | 92.9% | 78.0%+15.0pp | 82.8%+10.1pp | 73.9%+19.0pp |
| Annual return | 40.27% | 27.11%+13.2pp | 263.72%-223.4pp | 158.70%-118.4pp |
| Employer contribution / active EE | $11,190 | $3,526+217.4% | $4,831+131.6% | $2,705+313.6% |
| Participant deferral / active EE | $13,012 | $7,283+78.7% | $7,354+76.9% | $4,561+185.3% |
| Admin fee / account holder | $45 | $137-67.3% | $10,804-99.6% | $152-70.6% |