Filed October 25, 2021
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| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES4+ years Service code 27 · EIN 77-0473565 | Advisory (Plan) | $118,973 |
CLS INVESTMENTS2 years Service code 26 · EIN 13-4109249 | Advisory (Participants) | $45,120 |
BUCK GLOBAL, LLC1 year Service code 27 · EIN 83-1116912 | Advisory (Plan) | $21,761 |
Filed as: FRONTIER ASSET MANAGEMENT LLC Service code 26 · EIN 83-0331917 | Advisory (Participants) | $20,966 |
DAVENPORT & COMPANY LLC4+ years Service code 26 · EIN 54-1835842 | Advisory (Participants) | $20,881 |
Filed as: INVESTMENT MANAGEMENT OF VIRGINIA, Service code 26 · EIN 54-1994290 | Advisory (Participants) | $17,407 |
LINSCOMB & WILLIAMS1 year Service code 27 · EIN 74-1939813 | Advisory (Plan) | $16,250 |
KEITER4+ years Service code 10 · EIN 54-1631262 | Accounting | $14,572 |
PKF O'CONNOR DAVIES, LLP1 year Filed as: PANNELL KERR FORSTER OF TEXAS, P.C. Service code 10 · EIN 76-0356844 | Accounting | $10,940 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $365,101 | $101,523+259.6% | $141,200+158.6% | $77,775+369.4% |
| Participation rate | 93.6% | 77.4%+16.3pp | 82.5%+11.2pp | 73.2%+20.4pp |
| Annual return | 113.77% | 56.22%+57.5pp | 71.41%+42.4pp | 32.58%+81.2pp |
| Employer contribution / active EE | $10,747 | $3,341+221.7% | $4,736+126.9% | $2,504+329.2% |
| Participant deferral / active EE | $9,552 | $6,434+48.5% | $6,710+42.4% | $3,966+140.9% |
| Admin fee / account holder | $44 | $92-51.8% | $10,265-99.6% | $100-55.9% |