Filed October 25, 2021
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| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES5+ years Service code 27 · EIN 77-0473565 | Advisory (Plan) | $160,680 |
CLS INVESTMENTS3 years Service code 26 · EIN 32-0070947 | Advisory (Participants) | $49,262 |
BUCK GLOBAL, LLC2 years Service code 16 · EIN 83-1116912 | Consulting | $47,961 |
FRONTIER ASSET MANAGEMENT2 years Filed as: FRONTIER ASSET MANAGEMENT LLC Service code 26 · EIN 83-0331917 | Advisory (Participants) | $31,516 |
KEITER5+ years Service code 10 · EIN 54-1631262 | Accounting | $25,147 |
DAVENPORT & COMPANY LLC5+ years Service code 26 · EIN 54-1835842 | Advisory (Participants) | $23,382 |
FINANCIAL ENGINES1 year Filed as: EDELMAN FINANCIAL ENGINES, LLC Service code 26 · EIN 77-0473565 | Advisory (Participants) | $20,004 |
Filed as: INVESTMENT MANAGEMENT OF VIRGINIA, Service code 26 · EIN 54-1994290 | Advisory (Participants) | $18,165 |
PKF O'CONNOR DAVIES, LLP1 year Filed as: PANNELL KERR FORSTER OF TEXAS, P.C Service code 10 · EIN 76-0356844 | Accounting | $10,875 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$159,176 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $333,992 | $127,481+162.0% | $149,751+123.0% | $90,274+270.0% |
| Participation rate | 94.5% | 78.2%+16.2pp | 82.5%+12.0pp | 73.4%+21.1pp |
| Annual return | -2.88% | 57.78%-60.7pp | 276.71%-279.6pp | 53.97%-56.9pp |
| Employer contribution / active EE | $11,003 | $3,448+219.1% | $4,646+136.8% | $2,523+336.0% |
| Participant deferral / active EE | $12,441 | $6,975+78.4% | $6,843+81.8% | $4,231+194.1% |
| Admin fee / account holder | $87 | $152-42.9% | $9,312-99.1% | $114-24.1% |