Filed May 15, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $67,775 |
Filed as: LOCKTON COMPANIES LLC Service code 27 · EIN 20-8874282 | Advisory (Plan) | $30,000 |
SEYFERTH & ASSOC DBA SEYFERTHPR1 year Filed as: SEYFERTH SHAW LLP Service code 29 131 SOUTH DEARBORN STE 3400 · CHICAGO, IL 606035577 | Legal | $20,253 |
Filed as: EMPOWER RETIREMENT ADVISORY SERV Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,119 |
Service code 15 | Recordkeeping | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,772 | $88,874-40.6% | $123,544-57.3% | $75,289-29.9% |
| Participation rate | 88.5% | 75.9%+12.7pp | 82.3%+6.2pp | 72.4%+16.1pp |
| Annual return | -5.11% | 4.22%-9.3pp | 119.20%-124.3pp | -0.04%-5.1pp |
| Employer contribution / active EE | $0 | $3,256-100.0% | $4,628-100.0% | $2,405-100.0% |
| Participant deferral / active EE | $7,203 | $6,174+16.7% | $6,426+12.1% | $3,739+92.7% |
| Admin fee / account holder | $70 | $95-25.5% | $9,284-99.2% | $102-31.2% |