Filed May 15, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC2+ years Service code 16 · EIN 90-0007886 | Consulting | $40,000 |
THE VANGUARD GROUP, INC.2+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $3,947 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,333 | $80,177-42.2% | $123,892-62.6% | $57,658-19.6% |
| Participation rate | 91.7% | 74.4%+17.3pp | 81.4%+10.3pp | 70.2%+21.5pp |
| Annual return | 8.48% | 17.90%-9.4pp | 47.52%-39.0pp | 5.13%+3.3pp |
| Employer contribution / active EE | $70 | $2,913-97.6% | $4,617-98.5% | $1,974-96.5% |
| Participant deferral / active EE | $6,734 | $5,130+31.3% | $5,984+12.5% | $3,061+120.0% |
| Admin fee / account holder | $25 | $106-76.2% | $8,357-99.7% | $95-73.2% |