Filed May 15, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC3+ years Service code 16 · EIN 90-0007886 | Consulting | $69,940 |
THE VANGUARD GROUP, INC.3+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $3,042 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,593 | $96,458-46.5% | $136,294-62.1% | $77,958-33.8% |
| Participation rate | 98.3% | 75.4%+22.9pp | 81.9%+16.4pp | 71.6%+26.7pp |
| Annual return | 19.93% | 23.78%-3.8pp | 5155.94%-5136.0pp | 20.87%-0.9pp |
| Employer contribution / active EE | $24 | $3,144-99.2% | $4,695-99.5% | $2,310-98.9% |
| Participant deferral / active EE | $7,446 | $5,902+26.2% | $6,247+19.2% | $3,537+110.5% |
| Admin fee / account holder | $38 | $80-53.1% | $9,243-99.6% | $97-61.2% |