Filed October 27, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $89,601 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $45,000 |
Filed as: TRANSITION FINANCE STRATEGIES LLC Service code 49 | Other Services | $11,564 |
Service code 49 · EIN 13-4238973 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,436 | $127,481-64.4% | $149,696-69.6% | $90,288-49.7% |
| Participation rate | 42.5% | 78.2%-35.7pp | 82.5%-39.9pp | 73.4%-30.8pp |
| Annual return | 16.87% | 57.78%-40.9pp | 276.60%-259.7pp | 53.97%-37.1pp |
| Employer contribution / active EE | $483 | $3,448-86.0% | $4,644-89.6% | $2,524-80.9% |
| Participant deferral / active EE | $2,250 | $6,975-67.7% | $6,842-67.1% | $4,232-46.8% |
| Admin fee / account holder | $121 | $152-20.4% | $9,309-98.7% | $114+5.9% |