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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Recor... | $166,412 |
SB & COMPANY, LLC4 years Filed as: SB & CO LLC Service code 10 · EIN 20-2153727 | Accounting | $12,650 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $9,400 |
NATIONAL FINANCIAL SERVICES7 years Service code 16 · EIN 20-8874282 | Consulting | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,354 | $45,000+18.6% | $143,797-62.9% | $77,906-31.5% |
| Participation rate | 96.3% | 66.8%+29.5pp | 80.3%+16.0pp | 73.7%+22.6pp |
| Annual return | -12.90% | 29.03%-41.9pp | -0.04%-12.9pp | 12.16%-25.1pp |
| Employer contribution / active EE | $2,221 | $1,870+18.8% | $4,952-55.2% | $2,846-22.0% |
| Participant deferral / active EE | $4,828 | $3,157+52.9% | $5,638-14.4% | $4,805+0.5% |
| Admin fee / account holder | $65 | $98-33.5% | $14,679-99.6% | $133-50.6% |