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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Account... | $187,184 |
SB & COMPANY, LLC3 years Filed as: SB & CO LLC Service code 10 · EIN 20-2153727 | Accounting | $25,050 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $12,825 |
NATIONAL FINANCIAL SERVICES6 years Service code 16 · EIN 20-8874282 | Consulting | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,466 | $67,512-3.0% | $185,849-64.8% | $93,010-29.6% |
| Participation rate | 100.0% | 67.1%+32.9pp | 81.7%+18.3pp | 73.9%+26.1pp |
| Annual return | 11.98% | 21.04%-9.1pp | 122.10%-110.1pp | 158.70%-146.7pp |
| Employer contribution / active EE | $993 | $1,783-44.3% | $5,169-80.8% | $2,705-63.3% |
| Participant deferral / active EE | $4,555 | $3,035+50.1% | $5,569-18.2% | $4,561-0.1% |
| Admin fee / account holder | $82 | $318-74.2% | $16,244-99.5% | $152-45.9% |