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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Distribut... | $169,426 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $12,500 |
NATIONAL FINANCIAL SERVICES3 years Service code 16 · EIN 20-8874282 | Consulting | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,444 | $45,382+20.0% | $154,108-64.7% | $75,289-27.7% |
| Participation rate | 97.8% | 65.9%+32.0pp | 83.0%+14.8pp | 72.4%+25.4pp |
| Annual return | -3.74% | -0.47%-3.3pp | 735.21%-738.9pp | -0.04%-3.7pp |
| Employer contribution / active EE | $2,114 | $1,533+37.9% | $5,298-60.1% | $2,405-12.1% |
| Participant deferral / active EE | $4,233 | $2,384+77.6% | $5,081-16.7% | $3,739+13.2% |
| Admin fee / account holder | $97 | $89+8.6% | $13,411-99.3% | $102-5.2% |