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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $153,687 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $8,475 |
SB & COMPANY, LLC2 years Filed as: SB & CO LLC Service code 10 · EIN 20-2153727 | Accounting | $6,000 |
NATIONAL FINANCIAL SERVICES5 years Service code 16 · EIN 20-8874282 | Consulting | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,817 | $56,095+17.3% | $178,503-63.1% | $90,274-27.1% |
| Participation rate | 100.0% | 65.6%+34.4pp | 81.9%+18.1pp | 73.4%+26.6pp |
| Annual return | 14.30% | 28.81%-14.5pp | 151.12%-136.8pp | 53.97%-39.7pp |
| Employer contribution / active EE | $1,542 | $1,572-1.9% | $5,011-69.2% | $2,523-38.9% |
| Participant deferral / active EE | $4,357 | $2,669+63.3% | $5,202-16.2% | $4,231+3.0% |
| Admin fee / account holder | $64 | $101-35.9% | $13,987-99.5% | $114-43.5% |