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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 17 · EIN 13-2638166 | Pension Consulting | $41,894 |
Service code 12 · EIN 84-1477138 | Direct payment from the plan; Recordk... | $18,497 |
NEWPORT GROUP, INC.3+ years Filed as: MATRIX FINANCIAL SOLUTIONS, INC. Service code 18 · EIN 20-1591048 | Investment management; Shareholder se... | $7,573 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,380 | $44,059-17.4% | $71,671-49.2% | $69,631-47.8% |
| Participation rate | 67.3% | 60.8%+6.6pp | 68.7%-1.4pp | 70.7%-3.3pp |
| Annual return | 16.57% | 21.97%-5.4pp | 20.65%-4.1pp | 27571.02%-27554.5pp |
| Employer contribution / active EE | $1,122 | $1,305-14.0% | $2,460-54.4% | $2,032-44.8% |
| Participant deferral / active EE | $1,628 | $2,370-31.3% | $3,438-52.6% | $3,224-49.5% |
| Admin fee / account holder | $126 | $108+16.9% | $5,558-97.7% | $110+14.0% |