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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 17 · EIN 13-2638166 | Pension Consulting | $46,283 |
Service code 12 · EIN 84-1477138 | Direct payment from the plan; Claims ... | $26,957 |
NEWPORT GROUP, INC.4+ years Filed as: MATRIX FINANCIAL SOLUTIONS, INC. Service code 18 · EIN 20-1591048 | Custodial (other than securities); Di... | $11,132 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,025 | $41,467-10.7% | $67,313-45.0% | $55,725-33.6% |
| Participation rate | 69.0% | 62.5%+6.5pp | 69.1%-0.1pp | 70.9%-1.9pp |
| Annual return | -4.17% | 0.82%-5.0pp | -4.08%-0.1pp | 244.93%-249.1pp |
| Employer contribution / active EE | $1,188 | $1,316-9.7% | $2,566-53.7% | $2,078-42.8% |
| Participant deferral / active EE | $1,664 | $2,399-30.7% | $3,568-53.4% | $3,356-50.4% |
| Admin fee / account holder | $175 | $102+71.9% | $4,507-96.1% | $115+52.3% |