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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 17 · EIN 13-2638166 | Pension Consulting | $37,647 |
Service code 12 · EIN 84-1477138 | Participant loan processing; Recordke... | $28,684 |
NEWPORT GROUP, INC.2+ years Filed as: MATRIX FINANCIAL SOLUTIONS, INC. Service code 18 · EIN 20-1591048 | Shareholder servicing fees; Finders' ... | $2,995 |
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,092 | $39,819-24.4% | $67,834-55.6% | $57,658-47.8% |
| Participation rate | 73.5% | 61.2%+12.2pp | 68.8%+4.7pp | 70.2%+3.2pp |
| Annual return | 5.23% | 9.19%-4.0pp | 138.47%-133.2pp | 5.13%+0.1pp |
| Employer contribution / active EE | $1,139 | $1,277-10.8% | $2,403-52.6% | $1,974-42.3% |
| Participant deferral / active EE | $1,595 | $2,209-27.8% | $3,160-49.5% | $3,061-47.9% |
| Admin fee / account holder | $130 | $84+55.3% | $4,622-97.2% | $95+37.3% |