Filed August 8, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY6 years Filed as: MORGAN STANLEY Service code 49 · EIN 26-4310632 | Other Services | $134,087 |
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $59,734 |
CLIFTONLARSONALLEN LLP2 years Service code 10 · EIN 04-1074674 | Accounting | $13,020 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,083 | $52,626-4.8% | $98,506-49.2% | $93,010-46.2% |
| Participation rate | 64.2% | 65.3%-1.2pp | 73.3%-9.2pp | 73.9%-9.7pp |
| Annual return | 14.00% | 16.95%-2.9pp | 1494.92%-1480.9pp | 158.70%-144.7pp |
| Employer contribution / active EE | $1,359 | $1,894-28.2% | $2,961-54.1% | $2,705-49.8% |
| Participant deferral / active EE | $1,897 | $2,907-34.7% | $4,277-55.6% | $4,561-58.4% |
| Admin fee / account holder | $29 | $102-71.4% | $5,955-99.5% | $152-80.7% |