Filed August 8, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY Service code 49 · EIN 26-4310632 | Other Services | $96,162 |
PRINCIPAL LIFE INSURANCE COMPANY6+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $39,261 |
CLIFTONLARSONALLEN LLP1 year Service code 10 · EIN 04-1074674 | Accounting | $19,764 |
ASBURY COMMUNITIES2 years Service code 10 · EIN 52-1862677 | Accounting | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,427 | $47,634-6.7% | $90,461-50.9% | $90,274-50.8% |
| Participation rate | 66.8% | 67.5%-0.7pp | 72.7%-5.9pp | 73.4%-6.6pp |
| Annual return | 14.90% | 19.61%-4.7pp | 1294.76%-1279.9pp | 53.97%-39.1pp |
| Employer contribution / active EE | $1,405 | $1,749-19.7% | $3,264-57.0% | $2,523-44.3% |
| Participant deferral / active EE | $1,726 | $2,824-38.9% | $3,964-56.5% | $4,231-59.2% |
| Admin fee / account holder | $21 | $106-80.1% | $5,617-99.6% | $114-81.5% |