Filed August 8, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 49 · EIN 26-4310632 | Other Services | $91,618 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $41,600 |
ARONSON LLC3+ years Service code 10 · EIN 37-1611326 | Accounting | $13,954 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,795 | $41,256-15.7% | $86,582-59.8% | $77,958-55.4% |
| Participation rate | 63.5% | 63.0%+0.5pp | 73.5%-10.0pp | 71.6%-8.1pp |
| Annual return | 16.69% | 17.67%-1.0pp | 965.08%-948.4pp | 20.87%-4.2pp |
| Employer contribution / active EE | $1,010 | $1,613-37.3% | $2,839-64.4% | $2,310-56.3% |
| Participant deferral / active EE | $1,283 | $2,332-45.0% | $3,609-64.5% | $3,537-63.7% |
| Admin fee / account holder | $18 | $71-74.5% | $4,904-99.6% | $97-81.5% |