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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.9+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $121,082 |
ASSET DEDICATION LLC1 year Service code 26 · EIN 35-2202192 | Advisory (Participants) | $7,821 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $622 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $104,196 | $82,978+25.6% | $130,231-20.0% | $74,440+40.0% |
| Participation rate | 97.1% | 73.7%+23.4pp | 76.3%+20.8pp | 70.7%+26.3pp |
| Annual return | 18.81% | 123.05%-104.2pp | 38.77%-20.0pp | 34.37%-15.6pp |
| Employer contribution / active EE | $3,174 | $3,391-6.4% | $4,126-23.1% | $2,638+20.3% |
| Participant deferral / active EE | $7,207 | $5,370+34.2% | $6,799+6.0% | $4,529+59.1% |
| Admin fee / account holder | $114 | $354-67.7% | $6,020-98.1% | $348-67.1% |