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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.8+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $132,562 |
BRINKER CAPITAL3 years Filed as: BRINKER CAPITAL INVESTMENTS LL Service code 26 · EIN 32-0070947 | Advisory (Participants) | $5,104 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage c... | $378 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,781 | $74,188+29.1% | $115,756-17.3% | $64,808+47.8% |
| Participation rate | 93.3% | 76.2%+17.1pp | 77.1%+16.2pp | 71.5%+21.8pp |
| Annual return | -18.69% | -11.81%-6.9pp | 143.14%-161.8pp | 32.82%-51.5pp |
| Employer contribution / active EE | $3,017 | $3,365-10.3% | $3,793-20.4% | $2,506+20.4% |
| Participant deferral / active EE | $6,750 | $5,294+27.5% | $6,254+7.9% | $4,310+56.6% |
| Admin fee / account holder | $128 | $148-14.0% | $8,124-98.4% | $188-32.1% |