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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $132,168 |
CLS INVESTMENTS3 years Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $7,884 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Float revenue; Direct payment from th... | $1,808 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,137 | $75,419+34.1% | $392,568-74.2% | $67,579+49.7% |
| Participation rate | 96.3% | 74.8%+21.5pp | 78.1%+18.3pp | 71.3%+25.0pp |
| Annual return | 24.20% | 36.70%-12.5pp | 24.42%-0.2pp | 378.56%-354.4pp |
| Employer contribution / active EE | $2,740 | $2,636+3.9% | $3,783-27.6% | $2,148+27.6% |
| Participant deferral / active EE | $5,810 | $4,347+33.7% | $5,985-2.9% | $3,539+64.2% |
| Admin fee / account holder | $139 | $114+21.9% | $6,260-97.8% | $142-2.5% |