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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.6+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $125,593 |
BRINKER CAPITAL1 year Filed as: BRINKER CAPITAL INVESTMENTS LL Service code 26 · EIN 32-0070947 | Advisory (Participants) | $8,116 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Float revenue; ... | $140 |
Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $117,010 | $82,093+42.5% | $379,746-69.2% | $73,412+59.4% |
| Participation rate | 96.9% | 76.8%+20.2pp | 78.4%+18.5pp | 72.2%+24.8pp |
| Annual return | 17.34% | 18.89%-1.6pp | 34.90%-17.6pp | 59.30%-42.0pp |
| Employer contribution / active EE | $2,783 | $2,847-2.2% | $3,540-21.4% | $2,234+24.6% |
| Participant deferral / active EE | $6,142 | $4,697+30.8% | $6,024+1.9% | $3,806+61.4% |
| Admin fee / account holder | $131 | $128+2.4% | $7,927-98.4% | $158-17.2% |