Filed July 1, 2011 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
WILLIS TOWERS WATSON US LLC4 years Filed as: WILLIS TOWERS WATSON Service code 11 · EIN 23-1159360 | Actuarial | $8,049,457 |
CITIGROUP GLOBAL MARKETS INC5 years Filed as: CITIGROUP Service code 16 · EIN 52-1568099 | Consulting | $4,546,703 |
BLACKROCK5 years Filed as: BLACKROCK INSTITUTIONAL TRUST CO., Service code 21 · EIN 94-3112180 | Bank Trustee | $3,784,281 |
LINDEN ADVISORS LP1 year Service code 28 · EIN 83-0356741 | Investment Management | $3,030,873 |
AHL EVOLUTION LTD2 years Service code 28 | Investment Management | $2,341,228 |
THE CARLYLE GROUP6 years Filed as: CARLYLE Service code 28 · EIN 04-3419329 | Investment Management | $2,320,916 |
Filed as: WESTERN ASSET MANAGEMENT CO., LLC Service code 28 385 EAST COLORADO BLVD. · PASADENA, CA 91101 | Investment Management | $2,198,239 |
THE BANK OF NEW YORK MELLON7+ years Filed as: BANK OF NEW YORK MELLON Service code 15 · EIN 13-5160382 | Recordkeeping | $2,128,155 |
PENTWATER1 year Filed as: PENTWATER CAPITAL MANAGEMENT LP Service code 28 · EIN 20-8726027 | Investment Management | $2,044,693 |
IGNITION GP III, LLC1 year Service code 52 · EIN 20-1482899 | Indirect Investment Fees | $1,847,692 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | ESC LEHMAN BRTH HLD | — | 277 PARK AVENUE 46TH FLOOR NEW YORK, NY 10172 | — |
| Part 1 Loan in default | VIRGOLINO DE OLIVEIRA FIN 144A | — | — | — |
| Part 1 Loan in default | VENEZUELA GOVERNMENT INTE REGS | — | — | — |
| Part 1 Loan in default | LEHMAN BRTH HLD (RICI) ESCROW | — | 277 PARK AVENUE 46TH FLOOR NEW YORK, NY 10172 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $454,052-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 18.4%-18.4pp | 0.0%0pp |
| Annual return | 4.47% | 9.17%-4.7pp | 8.95%-4.5pp | 13.51%-9.0pp |
| Employer contribution / active EE | $0 | $5,235-100.0% | $46,559-100.0% | $8,170-100.0% |
| Participant deferral / active EE | $0 | $488-100.0% | $131-100.0% | $488-100.0% |
| Admin fee / account holder | $0 | $0 | $19,831-100.0% | - |