CITIGROUP GLOBAL MARKETS INC
32 known aliases resolved via the canonical alias map
Market position · 2024
Plans served14Rank #1028 of mapped providers
Assets under administration$38.0B0.0%Market share · rank #392
Fees received$6MMedian $37,131/planSum across Schedule C direct + indirect
Net wins YoY+03 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical CITIGROUP GLOBAL MARKETS INC plan look like?
Service mix · median fees per plan
Count of plans where CITIGROUP GLOBAL MARKETS INC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other commissionsCode 55 | 3 | $45,683 | |
Insurance brokerage commissions and fees; Consulting (general)Code 16 | 2 | $75,680 | |
Investment advisory (plan); Direct payment from the plan; Other investment fees and expenses; Securities brokerage commissions and feesCode 27 | 2 | $194,891 | |
Securities brokerage; Securities brokerage commissions and feesCode 33 | 2 | $102,852 | |
Securities brokerage commissions and feesCode 71 | 2 | $14,961 | |
Investment management; Investment advisory (plan); Investment advisory (participants)Code 26 | 1 | $25,959 | |
Direct payment from the plan; Investment managementCode 28 | 1 | $13,600 | |
Other feesCode 99 | 1 | $1 |
Competitor overlap
Percent of CITIGROUP GLOBAL MARKETS INC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under CITIGROUP GLOBAL MARKETS INC.
| Sponsor | From | Assets |
|---|---|---|
NORTHWELL HEALTH, INC.NY · 113418133-006 | HARDING LOEVNER LP | $2.8B |
TRUWEST COMPANY, LLCOH · 300719069-001 | COWEN & COMPANY LLC | $22M |
Plans lost in 2024
Appeared last year under CITIGROUP GLOBAL MARKETS INC; not this year.
| Sponsor | To | Assets |
|---|---|---|
TA CHEN INTERNATIONAL, INC.CA · 954230028-001 | MORGAN STANLEY SMITH BARNEY | $25M |
GOLD COAST MOTOR CARS DBA PERILLO BMW, INC.IL · 363117447-001 | (new plan) | $11M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
EXXON MOBIL CORPORATIONTX · 135409005-334 | $23.7B | 37,812 | $197,085 | 10y | - |
CITIGROUP INC.CT · 521568099-020 | $10.0B | 119,922 | $5M | 10y | - |
NORTHWELL HEALTH, INC.NY · 113418133-006 | $2.8B | 42,096 | $1,344 | 1y | - |
MUFG BANK, LTD.NY · 135611741-016 | $1.1B | 5,878 | $8,618 | 3y | - |
WILLKIE FARR & GALLAGHER LLPNY · 135536844-078 | $127M | 261 | $279,426 | 8y | - |
HMMG, LLCGA · 200359919-001 | $61M | 1,427 | $75,680 | 10y | 1 |
ALLEN OVERY SHEARMAN STERLING US LLPNY · 135514352-005 | $42M | 120 | $110,356 | 1y | - |
BUCHALTER, A PROFESSIONAL CORPORATIONCA · 952640846-003 | $32M | 127 | $28,578 | 2y | - |
SOMNIA, INC.NY · 134181770-001 | $30M | 484 | $45,683 | 10y | - |
TRUWEST COMPANY, LLCOH · 300719069-001 | $22M | 315 | $1 | 1y | - |
Flag exposure
64.3%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (32)
Raw Schedule C names collapsed into CITIGROUP GLOBAL MARKETS INC.
- CITGROUP GLOBAL MARKETS INC.
- CITI BANK, N.A.
- CITI GLOBAL MARKETS INC.
- CITI GROUP GBL MKTS INC
- CITI PERSONAL WEALTH MANAGEMENT
- CITI PERSONAL WEALTH MGMT
- CITI PRIVATE BANK
- CITICORP INVESTMENT SERVICES
- CITIGROUP
- CITIGROUP GBL MKTS INC
- CITIGROUP GBL MKTS INC, NEW YORK
- CITIGROUP GBL MKTS INC/SMITH BARNEY
- CITIGROUP GLOBAL MARKERTS, INC.
- CITIGROUP GLOBAL MARKETS
- CITIGROUP GLOBAL MARKETS INC
- CITIGROUP GLOBAL MARKETS INC.
- CITIGROUP GLOBAL MARKETS, INC
- CITIGROUP GLOBAL MARKETS, INC.
- CITIGROUP GLOBAL MARKETS, INC./CORR
- CITIGROUP GLOBAL MKTS
- CITIGROUP GLOBAL SMITH BARNEY
- CITIGROUP GLOBAL/SMITH BARNEY
- CITIGROUP GOBAL MARKETS
- CITIGROUP INC.
- CITIGROUP INDEX LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for CITIGROUP GLOBAL MARKETS INC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 7.14% | 7.76% | -0.62 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 2 | 14.29% | 1.71% | +12.57 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with CITIGROUP GLOBAL MARKETS INC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent