Filed July 1, 2011 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
WILLIS TOWERS WATSON US LLC6 years Filed as: WILLIS TOWERS WATSON Service code 11 · EIN 23-1159360 | Actuarial | $8,573,391 |
PW PARTNERS1 year Filed as: IK PARTNERS Service code 28 | Investment Management | $6,335,881 |
CITIGROUP GLOBAL MARKETS INC7 years Filed as: CITIGROUP Service code 16 · EIN 52-1568099 | Consulting | $5,144,182 |
Service code 28 C/O WATERWHEEL CAPITAL MNGMNT,L.P. · NEW YORK, NY 10022 | Investment Management | $4,687,930 |
BLACKSTONE9+ years Service code 28 · EIN 01-0899018 | Investment Management | $3,516,532 |
BLACKROCK7 years Filed as: BLACKROCK INSTITUTIONAL TRUST CO., Service code 21 · EIN 94-3112180 | Bank Trustee | $3,191,674 |
KKR PRISMA6 years Filed as: KKR & CO. L.P Service code 28 9 WEST 57TH STREET · NEW YORK, NY 10019 | Investment Management | $2,515,639 |
WOODLINE PARTNERS LP4 years Service code 52 · EIN 83-1749088 | Indirect Investment Fees | $2,132,733 |
Service code 28 | Investment Management | $2,078,527 |
PENTWATER3 years Filed as: PENTWATER CAPITAL MANAGEMENT LP Service code 28 · EIN 20-8726027 | Investment Management | $1,940,062 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | ESC LEHMAN BRTH HLD | — | 277 PARK AVENUE 46TH FLOOR NEW YORK, NY 10172 | — |
| Part 1 Loan in default | LEHMAN BRTH HLD (RICI) ESCROW | — | 277 PARK AVENUE 46TH FLOOR NEW YORK, NY 10172 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $422,209-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 23.3%-23.3pp | 0.0%0pp |
| Annual return | 9.21% | 9.90%-0.7pp | 12.68%-3.5pp | 13.18%-4.0pp |
| Employer contribution / active EE | $0 | $7,519-100.0% | $41,626-100.0% | $8,469-100.0% |
| Participant deferral / active EE | $0 | $0 | $96-100.0% | $322-100.0% |
| Admin fee / account holder | $0 | $0 | $10,609-100.0% | - |