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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $50,647 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $3,321 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,163 | $86,341+10.2% | $125,192-24.0% | $65,185+46.0% |
| Participation rate | 92.3% | 75.3%+17.0pp | 79.8%+12.6pp | 70.2%+22.1pp |
| Annual return | 18.00% | 27.44%-9.4pp | 43.79%-25.8pp | 29.38%-11.4pp |
| Employer contribution / active EE | $2,016 | $2,040-1.1% | $3,866-47.8% | $2,177-7.4% |
| Participant deferral / active EE | $2,516 | $3,538-28.9% | $4,937-49.0% | $3,514-28.4% |
| Admin fee / account holder | $198 | $609-67.6% | $9,704-98.0% | $847-76.7% |