Filed October 13, 2021
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
BOKF, NA6+ years Service code 19 ONE WILLIAMS CENTER TOWER · TULSA, OK 74172 | Securities Custodian | $328,460 |
Filed as: CIBC PRIVATE WEALTH MANAGEMENT Service code 26 ONE SOUTH WACKER DRIVE, SUITE 3500 · CHICAGO, IL 60606 | Advisory (Participants) | $55,056 |
Filed as: VERDENCE CAPTIAL ADVISORS Service code 26 217 INTERNATIONAL CIRCLE · HUNT VALLEY, MD 21030 | Advisory (Participants) | $47,214 |
ROTHSCHILD ASSET MANAGEMENT6+ years Filed as: ROTHSCHILD INVESTMENT CORPORATION Service code 26 311 SOUTH WACKER DRIVE, SUITE 6500 · CHICAGO, IL 606066694 | Advisory (Participants) | $19,857 |
TUFTON CAPITAL MANAGEMENT5 years Service code 26 303 INTERNATIONAL CIRCLE SUITE 430 · HUNT VALLEY, MD 21030 | Advisory (Participants) | $18,297 |
AB FUNDS6+ years Filed as: ALLIANCE BERNSTEIN L.P. Service code 26 1 NORTH LEXINGTON AVENUE · WHITE PLAINS, NY 106011712 | Advisory (Participants) | $15,410 |
FLAGSHIP HARBOR ADVISORS4 years Service code 26 346 COMMERCIAL STREET · BOSTON, MA 02109 | Advisory (Participants) | $8,544 |
DOWLING & YAHNKE LLC1 year Filed as: DOWLING & YAHNKE, LLC Service code 26 12265 EL CAMINO REAL STE 300 · SAN DIEGO, CA 92130 | Advisory (Participants) | $5,790 |
THE BANK OF NEW YORK MELLON6+ years Filed as: BNY ESI Service code 71 1633 BROADWAY · NEW YORK, NY 100196708 | Brokerage Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $329,325 | $127,481+158.3% | $149,696+120.0% | $90,288+264.8% |
| Participation rate | 83.4% | 78.2%+5.2pp | 82.5%+1.0pp | 73.4%+10.1pp |
| Annual return | 13.84% | 57.78%-43.9pp | 276.60%-262.8pp | 53.97%-40.1pp |
| Employer contribution / active EE | $11,253 | $3,448+226.4% | $4,644+142.3% | $2,524+345.8% |
| Participant deferral / active EE | $11,845 | $6,975+69.8% | $6,842+73.1% | $4,232+179.9% |
| Admin fee / account holder | $117 | $152-23.0% | $9,309-98.7% | $114+2.3% |