Filed October 13, 2021
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| Provider | Service type | Compensation |
|---|---|---|
BOKF, NA6+ years Service code 19 ONE WILLIAMS CENTER TOWER · TULSA, OK 74172 | Securities Custodian | $328,460 |
Filed as: CIBC PRIVATE WEALTH MANAGEMENT Service code 26 ONE SOUTH WACKER DRIVE, SUITE 3500 · CHICAGO, IL 60606 | Advisory (Participants) | $55,056 |
Filed as: VERDENCE CAPTIAL ADVISORS Service code 26 217 INTERNATIONAL CIRCLE · HUNT VALLEY, MD 21030 | Advisory (Participants) | $47,214 |
ROTHSCHILD ASSET MANAGEMENT6+ years Filed as: ROTHSCHILD INVESTMENT CORPORATION Service code 26 311 SOUTH WACKER DRIVE, SUITE 6500 · CHICAGO, IL 606066694 | Advisory (Participants) | $19,857 |
TUFTON CAPITAL MANAGEMENT5 years Service code 26 303 INTERNATIONAL CIRCLE SUITE 430 · HUNT VALLEY, MD 21030 | Advisory (Participants) | $18,297 |
AB FUNDS6+ years Filed as: ALLIANCE BERNSTEIN L.P. Service code 26 1 NORTH LEXINGTON AVENUE · WHITE PLAINS, NY 106011712 | Advisory (Participants) | $15,410 |
FLAGSHIP HARBOR ADVISORS4 years Service code 26 346 COMMERCIAL STREET · BOSTON, MA 02109 | Advisory (Participants) | $8,544 |
DOWLING & YAHNKE LLC1 year Filed as: DOWLING & YAHNKE, LLC Service code 26 12265 EL CAMINO REAL STE 300 · SAN DIEGO, CA 92130 | Advisory (Participants) | $5,790 |
THE BANK OF NEW YORK MELLON6+ years Filed as: BNY ESI Service code 71 1633 BROADWAY · NEW YORK, NY 100196708 | Brokerage Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $329,325 | $127,481+158.3% | $149,751+119.9% | $90,274+264.8% |
| Participation rate | 83.4% | 78.2%+5.2pp | 82.5%+1.0pp | 73.4%+10.1pp |
| Annual return | 13.84% | 57.78%-43.9pp | 276.71%-262.9pp | 53.97%-40.1pp |
| Employer contribution / active EE | $11,253 | $3,448+226.4% | $4,646+142.2% | $2,523+345.9% |
| Participant deferral / active EE | $11,845 | $6,975+69.8% | $6,843+73.1% | $4,231+180.0% |
| Admin fee / account holder | $117 | $152-23.0% | $9,312-98.7% | $114+2.3% |