Filed October 13, 2021
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| Provider | Service type | Compensation |
|---|---|---|
BOKF, NA3+ years Service code 19 ONE WILLIAMS CENTER TOWER · TULSA, OK 74172 | Securities Custodian | $491,061 |
AB FUNDS3+ years Filed as: ALLIANCE BERNSTEIN L.P. Service code 26 1 NORTH LEXINGTON AVENUE · WHITE PLAINS, NY 106011712 | Advisory (Participants) | $45,276 |
TUFTON CAPITAL MANAGEMENT2 years Service code 26 303 INTERNATIONAL CIRCLE SUITE 430 · HUNT VALLEY, MD 21030 | Advisory (Participants) | $15,904 |
HIGHTOWER ADVISORS LLC3+ years Filed as: HIGHTOWER ADVISORS, LLC Service code 26 200 W. MADISON STREET · CHICAGO, IL 60606 | Advisory (Participants) | $13,313 |
Filed as: VERDENCE CAPTIAL ADVISORS Service code 26 217 INTERNATIONAL CIRCLE · HUNT VALLEY, MD 21030 | Advisory (Participants) | $9,889 |
RIDGEWORTH2 years Filed as: GENEVA ADVISORS Service code 26 181 WEST MADISON STREET, 35TH FL · CHICAGO, IL 60602 | Advisory (Participants) | $9,179 |
GGM ASSOCIATES INC2 years Filed as: GGM WEALTH ADVISORS Service code 26 36 SOUTH CHARLES STREET, 18TH FLOOR · BALTIMORE, MD 21201 | Advisory (Participants) | $6,494 |
FLAGSHIP HARBOR ADVISORS1 year Service code 26 346 COMMERCIAL STREET · BOSTON, MA 02109 | Advisory (Participants) | $5,147 |
THE BANK OF NEW YORK MELLON3+ years Filed as: BNY ESI Service code 71 1633 BROADWAY · NEW YORK, NY 100196708 | Brokerage Fees | $0 |
ROTHSCHILD ASSET MANAGEMENT3+ years Filed as: ROTHSCHILD INVESTMENT CORPORATION Service code 71 311 SOUTH WACKER DRIVE, SUITE 6500 · CHICAGO, IL 606066694 | Brokerage Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $288,611 | $96,458+199.2% | $136,298+111.7% | $77,958+270.2% |
| Participation rate | 89.5% | 75.4%+14.1pp | 81.9%+7.5pp | 71.6%+17.8pp |
| Annual return | 16.55% | 23.78%-7.2pp | 5156.27%-5139.7pp | 20.87%-4.3pp |
| Employer contribution / active EE | $10,483 | $3,144+233.5% | $4,696+123.3% | $2,310+353.7% |
| Participant deferral / active EE | $10,539 | $5,902+78.6% | $6,247+68.7% | $3,537+198.0% |
| Admin fee / account holder | $146 | $80+81.9% | $9,244-98.4% | $97+50.3% |