Filed October 13, 2021
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
BOKF, NA5+ years Service code 19 ONE WILLIAMS CENTER TOWER · TULSA, OK 74172 | Securities Custodian | $343,777 |
Filed as: CIBC PRIVATE WEALTH MANAGEMENT Service code 26 ONE SOUTH WACKER DRIVE, SUITE 3500 · CHICAGO, IL 60606 | Advisory (Participants) | $28,207 |
AB FUNDS5+ years Filed as: ALLIANCE BERNSTEIN L.P. Service code 26 1 NORTH LEXINGTON AVENUE · WHITE PLAINS, NY 106011712 | Advisory (Participants) | $25,276 |
Filed as: VERDENCE CAPTIAL ADVISORS Service code 26 217 INTERNATIONAL CIRCLE · HUNT VALLEY, MD 21030 | Advisory (Participants) | $21,392 |
TUFTON CAPITAL MANAGEMENT4 years Service code 26 303 INTERNATIONAL CIRCLE SUITE 430 · HUNT VALLEY, MD 21030 | Advisory (Participants) | $17,887 |
FLAGSHIP HARBOR ADVISORS3 years Service code 26 346 COMMERCIAL STREET · BOSTON, MA 02109 | Advisory (Participants) | $7,294 |
GGM ASSOCIATES INC4 years Filed as: GGM WEALTH ADVISORS Service code 26 1801 PORTER STREET, SUITE 500 · BALTIMORE, MD 21230 | Advisory (Participants) | $6,205 |
THE BANK OF NEW YORK MELLON5+ years Filed as: BNY ESI Service code 71 1633 BROADWAY · NEW YORK, NY 100196708 | Brokerage Fees | $0 |
ROTHSCHILD ASSET MANAGEMENT5+ years Filed as: ROTHSCHILD INVESTMENT CORPORATION Service code 71 311 SOUTH WACKER DRIVE, SUITE 6500 · CHICAGO, IL 606066694 | Brokerage Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $298,315 | $101,523+193.8% | $141,200+111.3% | $77,775+283.6% |
| Participation rate | 87.3% | 77.4%+9.9pp | 82.5%+4.8pp | 73.2%+14.1pp |
| Annual return | 23.07% | 56.22%-33.2pp | 71.41%-48.3pp | 32.58%-9.5pp |
| Employer contribution / active EE | $10,538 | $3,341+215.4% | $4,736+122.5% | $2,504+320.9% |
| Participant deferral / active EE | $10,671 | $6,434+65.9% | $6,710+59.0% | $3,966+169.1% |
| Admin fee / account holder | $109 | $92+19.0% | $10,265-98.9% | $100+8.9% |