Filed October 13, 2021
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| Provider | Service type | Compensation |
|---|---|---|
BOKF, NA2+ years Service code 19 ONE WILLIAMS CENTER TOWER · TULSA, OK 74172 | Securities Custodian | $358,559 |
AB FUNDS2+ years Filed as: ALLIANCE BERNSTEIN L.P. Service code 26 1 NORTH LEXINGTON AVENUE · WHITE PLAINS, NY 106011712 | Advisory (Participants) | $38,021 |
HIGHTOWER ADVISORS LLC2+ years Filed as: HIGHTOWER ADVISORS, LLC Service code 26 200 W. MADISON STREET · CHICAGO, IL 60606 | Advisory (Participants) | $17,129 |
RIDGEWORTH1 year Filed as: GENEVA ADVISORS Service code 26 181 WEST MADISON STREET, 35TH FL · CHICAGO, IL 60602 | Advisory (Participants) | $11,108 |
Service code 26 303 INTERNATIONAL CIRCLE SUITE 430 · HUNT VALLEY, MD 21030 | Advisory (Participants) | $10,762 |
WILLIAM BLAIR2+ years Filed as: WILLIAM BLAIR & COMPANY Service code 26 222 WEST ADAMS STREET · CHICAGO, IL 60606 | Advisory (Participants) | $9,976 |
GGM ASSOCIATES INC1 year Filed as: GGM WEALTH ADVISORS Service code 26 36 SOUTH CHARLES STREET, 18TH FLOOR · BALTIMORE, MD 21201 | Advisory (Participants) | $6,147 |
THE BANK OF NEW YORK MELLON2+ years Filed as: BNY ESI Service code 71 1633 BROADWAY · NEW YORK, NY 100196708 | Brokerage Fees | $0 |
ROTHSCHILD ASSET MANAGEMENT2+ years Filed as: ROTHSCHILD INVESTMENT CORPORATION Service code 71 311 SOUTH WACKER DRIVE, SUITE 6500 · CHICAGO, IL 606066694 | Brokerage Fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $254,823 | $85,635+197.6% | $123,894+105.7% | $63,975+298.3% |
| Participation rate | 93.9% | 74.9%+19.0pp | 81.4%+12.5pp | 71.1%+22.8pp |
| Annual return | 8.90% | 15.74%-6.8pp | 47.52%-38.6pp | 48.65%-39.8pp |
| Employer contribution / active EE | $11,817 | $3,076+284.1% | $4,617+156.0% | $2,182+441.6% |
| Participant deferral / active EE | $11,447 | $5,667+102.0% | $5,984+91.3% | $3,356+241.0% |
| Admin fee / account holder | $136 | $75+81.6% | $8,357-98.4% | $70+93.2% |