Filed May 5, 2005 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $137,498 |
CREATIVE PLANNING LLC1 year Filed as: CREATIVE PLANNING, LLC Service code 16 · EIN 43-1270780 | Consulting | $5,875 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,102 | $50,151+49.8% | $149,696-49.8% | $80,157-6.3% |
| Participation rate | 62.9% | 64.3%-1.4pp | 78.8%-15.9pp | 72.9%-10.0pp |
| Annual return | 14.47% | 29.80%-15.3pp | 134.46%-120.0pp | 40.39%-25.9pp |
| Employer contribution / active EE | $823 | $1,867-55.9% | $4,821-82.9% | $2,977-72.3% |
| Participant deferral / active EE | $4,773 | $3,194+49.4% | $5,682-16.0% | $5,015-4.8% |
| Admin fee / account holder | $73 | $153-52.1% | $13,212-99.4% | $145-49.6% |