Filed May 5, 2005 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Recordk... | $160,534 |
SB & COMPANY, LLC2 years Filed as: SB & CO LLC Service code 10 · EIN 20-2153727 | Accounting | $9,690 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $6,375 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,741 | $56,095+20.8% | $178,490-62.0% | $90,288-25.0% |
| Participation rate | 70.0% | 65.6%+4.4pp | 81.9%-12.0pp | 73.4%-3.4pp |
| Annual return | 13.01% | 28.81%-15.8pp | 151.07%-138.1pp | 53.97%-41.0pp |
| Employer contribution / active EE | $441 | $1,572-72.0% | $5,011-91.2% | $2,524-82.5% |
| Participant deferral / active EE | $4,780 | $2,669+79.1% | $5,202-8.1% | $4,232+12.9% |
| Admin fee / account holder | $90 | $101-10.9% | $13,984-99.4% | $114-21.4% |