Filed May 5, 2005 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $156,013 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $8,573 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,406 | $44,989+27.6% | $170,442-66.3% | $77,958-26.4% |
| Participation rate | 66.1% | 64.6%+1.5pp | 83.6%-17.5pp | 71.6%-5.5pp |
| Annual return | 15.58% | 19.61%-4.0pp | 205.93%-190.4pp | 20.87%-5.3pp |
| Employer contribution / active EE | $1,338 | $1,466-8.8% | $5,433-75.4% | $2,310-42.1% |
| Participant deferral / active EE | $3,846 | $2,208+74.2% | $4,939-22.1% | $3,537+8.7% |
| Admin fee / account holder | $91 | $69+32.5% | $13,880-99.3% | $97-6.1% |