Filed May 5, 2005 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Claims pr... | $147,689 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 16 · EIN 20-8874282 | Consulting | $7,700 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,518 | $45,000+47.8% | $143,757-53.7% | $77,904-14.6% |
| Participation rate | 59.0% | 66.8%-7.9pp | 80.3%-21.4pp | 73.7%-14.7pp |
| Annual return | -12.44% | 29.03%-41.5pp | -0.04%-12.4pp | 12.21%-24.6pp |
| Employer contribution / active EE | $825 | $1,870-55.9% | $4,951-83.3% | $2,848-71.0% |
| Participant deferral / active EE | $4,929 | $3,157+56.1% | $5,637-12.6% | $4,806+2.6% |
| Admin fee / account holder | $79 | $98-19.8% | $14,673-99.5% | $133-40.4% |