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| Provider | Service type | Compensation |
|---|---|---|
MARINER LLC2 years Filed as: MARINER WEALTH ADVISORS, LLC Service code 26 · EIN 61-1740806 | Advisory (Participants) | $25,875 |
QUALIFIED PLANS, LLC3+ years Filed as: QUALIFIED PLAN CONSULTANTS Service code 17 · EIN 20-0223513 | Pension Consulting | $3,370 |
Filed as: JOHN HANCOCK USA Service code 15 · EIN 01-0233346 | Recordkeeping | $612 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,630 | $48,064+36.5% | $78,778-16.7% | $69,631-5.7% |
| Participation rate | 53.2% | 61.6%-8.4pp | 69.2%-16.0pp | 70.7%-17.5pp |
| Annual return | 14.24% | 21.81%-7.6pp | 35.62%-21.4pp | 27571.02%-27556.8pp |
| Employer contribution / active EE | $278 | $744-62.7% | $1,986-86.0% | $2,032-86.3% |
| Participant deferral / active EE | $1,962 | $2,079-5.6% | $2,958-33.7% | $3,224-39.1% |
| Admin fee / account holder | $24 | $152-84.5% | $5,134-99.5% | $110-78.6% |