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| Provider | Service type | Compensation |
|---|---|---|
MARINER LLC6 years Filed as: MARINER WEALTH ADVISORS, LLC Service code 28 · EIN 20-4553256 | Investment Management | $34,596 |
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $32,342 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.4 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,630 | $50,956+5.2% | $96,570-44.5% | $86,821-38.2% |
| Participation rate | 71.3% | 65.2%+6.1pp | 69.8%+1.5pp | 72.3%-0.9pp |
| Annual return | 10.59% | 21.27%-10.7pp | 37.79%-27.2pp | 97.94%-87.3pp |
| Employer contribution / active EE | $453 | $1,111-59.2% | $2,357-80.8% | $2,406-81.2% |
| Participant deferral / active EE | $3,291 | $2,954+11.4% | $3,849-14.5% | $4,132-20.4% |
| Admin fee / account holder | $223 | $166+34.1% | $6,182-96.4% | $170+31.3% |