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| Provider | Service type | Compensation |
|---|---|---|
MARINER LLC2 years Filed as: MARINER WEALTH ADVISORS Service code 28 · EIN 20-4553256 | Investment Management | $30,332 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $25,975 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,042 | $64,286-11.3% | $90,970-37.3% | $73,412-22.3% |
| Participation rate | 72.0% | 63.6%+8.4pp | 69.0%+3.0pp | 72.2%-0.2pp |
| Annual return | 15.49% | 21.46%-6.0pp | 134.60%-119.1pp | 59.30%-43.8pp |
| Employer contribution / active EE | $389 | $895-56.6% | $2,122-81.7% | $2,234-82.6% |
| Participant deferral / active EE | $2,862 | $2,453+16.7% | $3,373-15.2% | $3,806-24.8% |
| Admin fee / account holder | $194 | $287-32.3% | $5,961-96.7% | $158+23.1% |