| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $266,283 |
ERNST & YOUNG LLP5+ years Service code 10 · EIN 34-6565596 | Accounting | $44,700 |
FOULSTON SIEFKIN LLP4 years Service code 29 · EIN 48-0572027 | Legal | $7,284 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $141,519 | $176,471-19.8% | $95,968+47.5% | $90,274+56.8% |
| Participation rate | 96.9% | 86.6%+10.3pp | 77.1%+19.8pp | 73.4%+23.5pp |
| Annual return | 13.66% | 20.15%-6.5pp | 91.65%-78.0pp | 53.97%-40.3pp |
| Employer contribution / active EE | $5,717 | $2,783+105.4% | $2,542+124.9% | $2,523+126.5% |
| Participant deferral / active EE | $8,960 | $5,325+68.3% | $4,167+115.0% | $4,231+111.8% |
| Admin fee / account holder | $82 | $154-46.9% | $6,798-98.8% | $114-28.2% |