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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $39,257 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $20,554 |
ASCENSUS LLC2 years Filed as: FUTUREPLAN BY ASCENSUS Service code 15 · EIN 82-3719843 | Recordkeeping | $1,500 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,489 | $93,182-5.0% | $146,643-39.7% | $79,391+11.5% |
| Participation rate | 88.5% | 76.4%+12.0pp | 80.1%+8.4pp | 70.7%+17.8pp |
| Annual return | 14.61% | 21.61%-7.0pp | 22.75%-8.1pp | 116.88%-102.3pp |
| Employer contribution / active EE | $3,590 | $2,420+48.4% | $4,137-13.2% | $2,428+47.9% |
| Participant deferral / active EE | $7,704 | $4,169+84.8% | $5,506+39.9% | $4,046+90.4% |
| Admin fee / account holder | $312 | $585-46.6% | $10,280-97.0% | $627-50.2% |