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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $31,794 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $21,264 |
ASCENSUS LLC4 years Filed as: FUTUREPLAN BY ASCENSUS Service code 15 · EIN 82-3719843 | Recordkeeping | $1,659 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $110,304 | $83,045+32.8% | $130,045-15.2% | $71,511+54.2% |
| Participation rate | 91.0% | 74.1%+16.9pp | 78.5%+12.5pp | 67.9%+23.1pp |
| Annual return | 16.36% | 20.61%-4.2pp | -137.30%+153.7pp | 28.86%-12.5pp |
| Employer contribution / active EE | $4,503 | $2,623+71.6% | $4,321+4.2% | $2,589+73.9% |
| Participant deferral / active EE | $9,166 | $4,436+106.7% | $5,820+57.5% | $4,291+113.6% |
| Admin fee / account holder | $413 | $1,727-76.1% | $10,600-96.1% | $1,588-74.0% |