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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $415,048 |
INVESCO7 years Service code 28 · EIN 58-1707262 | Investment Management | $233,563 |
CALLAN ASSOCIATES10+ years Filed as: CALLAN INVESTMENTS Service code 28 · EIN 94-2192581 | Investment Management | $222,500 |
MOSS ADAMS LLP10+ years Service code 10 · EIN 91-0189318 | Accounting | $63,400 |
BLACKROCK8 years Filed as: BLACKROCK INSTITUTIONAL TRUST CO. Service code 28 400 HOWARD STREET · SAN FRANCISCO, CA 94105 | Investment Management | $35,739 |
BAKER TILLY US, LLP1 year Service code 10 · EIN 30-1413443 | Accounting | $21,125 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $299,469 | $136,471+119.4% | $161,149+85.8% | $100,573+197.8% |
| Participation rate | 91.8% | 79.3%+12.5pp | 78.8%+12.9pp | 70.9%+20.8pp |
| Annual return | 13.77% | 17.32%-3.5pp | 21.16%-7.4pp | 18.89%-5.1pp |
| Employer contribution / active EE | $4,633 | $4,699-1.4% | $4,360+6.2% | $3,763+23.1% |
| Participant deferral / active EE | $19,494 | $6,371+206.0% | $6,153+216.8% | $4,921+296.2% |
| Admin fee / account holder | $181 | $120+50.9% | $15,194-98.8% | $454-60.1% |