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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $492,427 |
CALLAN ASSOCIATES9+ years Filed as: CALLAN INVESTMENTS Service code 28 · EIN 94-2192581 | Investment Management | $222,500 |
MOSS ADAMS LLP9+ years Service code 10 · EIN 91-0189318 | Accounting | $62,605 |
INVESCO6 years Service code 28 · EIN 58-1707262 | Investment Management | $61,157 |
BLACKROCK7 years Filed as: BLACKROCK INSTITUTIONAL TRUST CO. Service code 28 400 HOWARD STREET · SAN FRANCISCO, CA 94105 | Investment Management | $13,285 |
Filed as: PILLSBURY, WINTHROP, SHAW, PITTMAN Service code 29 · EIN 94-1311126 | Legal | $8,025 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $261,387 | $2,687,218-90.3% | $164,975+58.4% | $199,921+30.7% |
| Participation rate | 100.0% | 78.3%+21.7pp | 78.6%+21.4pp | 72.0%+28.0pp |
| Annual return | 13.03% | 17.94%-4.9pp | 70.12%-57.1pp | 34.28%-21.3pp |
| Employer contribution / active EE | $4,390 | $2,958+48.4% | $4,343+1.1% | $3,035+44.6% |
| Participant deferral / active EE | $18,634 | $5,002+272.5% | $6,033+208.8% | $5,089+266.2% |
| Admin fee / account holder | $206 | $1,988-89.6% | $12,688-98.4% | $269-23.4% |