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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INS Service code 15 · EIN 36-6071399 | Recordkeeping | $9,585 |
Filed as: MERRILL LYNCH Service code 22 · EIN 13-2808480 | Insurance Broker | $1,537 |
RETIREMENT STRATEGIES, INC.2 years Service code 15 · EIN 58-2380163 | Recordkeeping | $775 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 64 · EIN 84-0467907 | Recordkeeping Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,885 | $64,359-47.3% | $90,161-62.4% | $70,126-51.7% |
| Participation rate | 92.0% | 70.4%+21.6pp | 76.9%+15.1pp | 69.5%+22.5pp |
| Annual return | 13.35% | 28.13%-14.8pp | 34.89%-21.5pp | 73.15%-59.8pp |
| Employer contribution / active EE | $1,099 | $2,046-46.3% | $3,318-66.9% | $2,343-53.1% |
| Participant deferral / active EE | $4,017 | $4,389-8.5% | $5,287-24.0% | $3,332+20.6% |
| Admin fee / account holder | $86 | $3,945-97.8% | $5,943-98.6% | $4,645-98.2% |